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an AIF which is an authorised fund.
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the regulated activity, specified in article 51ZD of the Regulated Activities Order, which is, in summary, acting as:(b) the trustee of an authorised unit trust which is an AIF that does not fall within article 51ZD(2) of the Regulated Activities Order;(c) the depositary of an open-ended investment company or of an authorised contractual scheme which is an AIF that does not fall within article 51ZD(2) of the Regulated Activities Order.
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a firm which:(a) is:(i) a full-scope UK AIFM; or(ii) an incoming EEA AIFM branch; and(b) has a Part 4A permission (or an equivalent permission from its Home State regulator) for managing investments where:
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Handbook rules transposing articles 12 and 14 of AIFMD and which fall under the responsibility of the Host State to supervise where an AIFM manages or markets an AIF through a branch in that EEA State, namely:(a) FUND 3.8;(b) SYSC 4.1.2C R;(d) COBS 2.1.4 R.
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Commission delegated regulation (EU) No 231/2013 supplementing Directive 2011/16/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision (http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2013:083:0001:0095:en:PDF) .
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Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 (http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2011:174:0001:0073:EN:PDF) .
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the Alternative Investment Fund Managers Regulations 2013 (SI 2013/....)