Glossary

an AIF which is an authorised fund.

a participant in the Voluntary Jurisdiction who is an authorised person.

(in relation to a firm) a person resident in the United Kingdom who is authorised to act generally, and to accept service of any document, on behalf of the firm.

(as defined in section 237(3) of the Act (Other definitions)) a unit trust scheme which is authorised for the purposes of the Act by an authorisation order.

a manager of an AUT.

a professional firm which is an authorised person.

(In COMP) (in accordance with the compensation transitionals order) a person who was, at any time before commencement, authorised under section 3 or 4 of the Insurance Companies Act 1982 to carry on insurance business of any class in the United Kingdom.

(in accordance with regulation 2(1) of the Payment Services Regulations) a person included by the FCA in the Financial Services Register as an authorised payment institution pursuant to regulation 4(1)(a), or a person deemed to have been granted authorisation by virtue of regulation 121 of the Payment Services Regulations.

(in accordance with section 31 of the Act (Authorised persons)) one of the following:(see also GEN 2.2.18 R for the position of an authorisedpartnership or unincorporated association which is dissolved.)

the regulated activity, specified in article 51ZD of the Regulated Activities Order, which is, in summary, acting as:

a CCP authorised or recognised under EMIR.

a firm which:

the director of an ICVC who is the authorised corporate director of the ICVC in accordance with COLL 6.5.3 R (Appointment of an ACD) including, if relevant, an EEA UCITS management companyor incoming EEA AIFM.

an EEA AIFM which is marketing, or has marketed, an AIF in the UK by:

an exemption from articles 7, 13 and 14 of the short selling regulation for the activities of an authorised primary dealer pursuant to article 17 of the short selling regulation.

(as defined in article 2(1)(n) of the short selling regulation) a natural or legal person who has signed an agreement with a sovereign issuer or who has been formally recognised as a primary dealer by or on behalf of a sovereign issuer and who, in accordance with that agreement or recognition, has committed to dealing as principal in connection with primary and secondary market operations relating to debt issued by that sovereign issuer.

alternative investment fund manager.

alternative investment fund.

a co-ownership scheme or a limited partnership scheme.

an ACD, an authorised contractual scheme manager or an authorised unit trust manager.