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the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001 (SI 2001/1217).
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controlled function CF12 in the table of controlled functions, described more fully in SUP 4.3.13 R and SUP 10.7.17 R .
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controlled function CF8 in the table of controlled functions, described more fully in SUP 10.7.1 R .
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a fellow of an actuarial body or (in connection with general insurance business) a Fellow of the Casualty Actuarial Society who is a member of an actuarial body.
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(in accordance with section 39 of the Act (other than an authorised person) who:(a) is a party to a contract with an authorised person (his principal) which:(i) permits or requires him to carry on business of a description prescribed in the Appointed Representatives Regulations; and(ii) complies with such requirements as are prescribed in those Regulations; and(b) is someone for whose activities in carrying on the whole or part of that business his principal has accepted responsibility in writing;and who is therefore an exempt person in relation to any regulated activity comprised in the carrying on of that business for which his principal has accepted responsibility.
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(a) (in relation to managing investments):(i) arranging settlement;(ii) monitoring and processing corporate actions;(iii) client account administration, liaison and reporting, including valuation and performance measurement;(v) investment trust savings scheme administration;(b) (in relation to effecting or carrying out life policies):(i) new business administration;(iii) preparing projections;(iv) processing claims including pension payments;(v) fund switching;(c) (in relation to the operation of a stakeholder pension scheme):(i) new business administration;(ii) receipt of or alteration to contributions;(iii) preparing projections and annual statements;(iv) administration of transfers;(v) handling claims, including pension payments;(vi) fund allocation and switching.
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controlled function CF25 in the table of controlled functions, described more fully in SUP 10.10.15 R.
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an actuary appointed under SUP 4.4.1 R (Appointment of an appropriate actuary).