Legal Instruments

Effective: 01/01/2016

• Actuaries

Policy Statement

• PS26/15 - "The prudential regime, and implementation of the Senior Insurance Managers Regime, for non-Solvency II firms"

Effective: 03/08/2015

• Controllers and close links
• Exercise of passport rights by UK firms
• Guidance on passporting issues
• Incoming EEA firms changing details, and cancelling qualification for authorisation
• PRA Approved Persons

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Policy Statement

• PS19/15 - The PRA Rulebook: Part 3

Effective: 02/04/2015

• PRA Approved Persons
• Reporting requirements
• Transitional Provisions and Schedules

Policy Statement

• PS7/15 - The PRA Rulebook: Part 2

Effective: 31/03/2015

• Reporting requirements

Policy Statement

• Handbook Administration Instrument No 1 - PRA Handbook Administration Instrument (No 1) 2015

Effective: 28/02/2014

• Exercise of passport rights by UK firms
• Guidance on passporting issues
• Incoming EEA firms changing details, and cancelling qualification for authorisation
• Qualifying for authorisation under the Act
• Reporting requirements

Effective: 01/04/2014

• Applications to vary and cancel Part IV permission
• Notifications to the FSA

Policy Statement

• PS7/14 - Clawback

Effective: 19/06/2014

• Controllers and close links
• Exercise of passport rights by UK firms
• Incoming EEA firms changing details, and cancelling qualification for authorisation
• Insurers: Regulatory intervention points
• PRA Approved Persons

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Policy Statement

• PS5/14 - The PRA Rulebook