Part

Depositor Protection

Chapter

Transitional Provisions - Firms’ Disclosure Obligations (Supervening Rules)

Printed on: 06/11/2024

Rulebook at: 01/03/2016

55

Transitional Provisions - Firms’ Disclosure Obligations (Supervening Rules)

55.1

A firm will not breach the following rules if it complies with those rules as soon as practicable and in any event from 1 January 2016:

  1. (1) 17.1(1); and
  2. (2) 17.1(4).
  • 03/07/2015

55.2

The following provisions shall not apply to a firm until 1 January 2016:

  1. (1) 16.1 to 16.3; and
  2. (2) 17.1(2) to 17.1(3).
  • 03/07/2015

55.3

17.2 shall not apply to a firm until 2 July 2016.

  • 03/07/2015