Prudential Regulation Authority Rulebook

6.1

A firm must prepare and regularly update a written self-assessment of its compliance with this Part and, where Group Supervision 22.2 applies, Group Supervision 22.

6.2

The content and level of detail of a firm’s written self-assessment must be proportionate to the nature, scale and complexity of the firm’s activities and, where applicable, to the activities of the group of which the firm is a member.

6.3

A firm must maintain, and be able to provide to the PRA on request, a current version of its written self-assessment, together with all versions produced during the preceding three years.