Part

Non-Solvency II Firms - Conduct Standards

Chapter

Scope of Conduct Standards

Printed on: 06/11/2024

Rulebook at: 03/07/2017

1A

Scope of Conduct Standards

1A.1

If you are a natural person who is approved under section 59 of FSMA by either:

  1. (1) the PRA; or
  2. (2) the FCA, in relation to a relevant senior management function,

you must comply at all times with all of the conduct standards.

  • 03/07/2017

1A.2

If you are a Conduct Rules non-executive director, you must comply at all times with the conduct standards specified in 2.1 to 2.3, 2.7 and 2.8.

  • 03/07/2017