| (1) | (2) | (3) | (4) |
|---|
| RAG number | Regulated Activities | Rules containing: |
|---|
| | | applicable data items | reporting frequency / period | due date |
|---|
| RAG 1 |
• accepting deposits
• meeting of repayment claims
• managing dormant account funds (including the investment of such funds) |
7.1, except that the requirement to submit data items FSA001 and FSA002 on a consolidated basis does not apply to FINREP firms |
7.2 |
7.3 |
| RAG 2.1 |
• effecting contracts of insurance
• carrying out contracts of insurance
• entering as provider into a funeral plan contract |
8.1, 8.2, 8.3 |
8.1, 8.2, 8.3 |
8.1, 8.2, 8.3 |
| RAG 3 |
• dealing in investments as principal |
9.1
9.2 for UK designated investment firms, except that the requirement to submit data items FSA001 and FSA002 on a consolidated basis does not apply to FINREP firms |
9.1
9.3 for UK
designated
investment firms |
9.1
9.4 |
| RAG 4 |
• managing investments
• establishing, operating or winding-up a collective investment scheme |
10.2 for UK designated investment firms, except that the requirement to submit data items FSA001 and FSA002 on a consolidated basis does not apply to FINREP firms |
10.3 for UK
designated
investment firms |
10.4 |
| RAG 5 |
• home finance administration or home finance providing activity |
11.2 |
11.2 |
11.2 |
