Part

Skills, Knowledge and Expertise

Chapter

Skills, Knowledge and Expertise

Printed on: 06/11/2024

Rulebook at: 02/04/2015

2

Skills, Knowledge and Expertise

2.1

A firm must employ personnel with the skills, knowledge and expertise necessary for the discharge of the responsibilities allocated to them.

[Note: Art. 5(1)(d) of the MiFID implementing Directive]

  • 02/04/2015