7

Responsibilities of the Firm’s Governing Body

7.1

A firm’s:

  1. (1) internal model approval application; and
  2. (2) application to the PRA for approval to make a major change to its internal model which is the subject of an internal model approval;

must be approved by the firm’s governing body.

[Note: Art. 116 of the Solvency II Directive]

7.2

A firm must have in place systems which ensure that its internal model operates properly on a continuous basis.

[Note: Art. 116 of the Solvency II Directive]